วันจันทร์ที่ 18 พฤษภาคม พ.ศ. 2558

Thai Licensing Facilitation Act, B.E. 2558 (2015) by Pakorn Nilprapunt (c) 2015

 Translation

LICENSING FACILITATION ACT,
B.E. 2558 (2015)
                       

BHUMIBOL ADULYADEJ, REX.
Given on the 16th Day of January B.E. 2558;
                                          Being the 70th Year of the Present Reign.   

                        His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that:

                        Whereas it is expedient to have the law on licensing facilitation;

                        Be it, therefore, enacted by the King, by and with the advice and consent of the National Legislative Assembly, as follows:

                        Section 1.   This Act is called the “Licensing Facilitation Act, B.E. 2558 (2015)”.

                        Section 2.   This Act shall come into force at the expiration of one hundred and eighty days as from the date of its publication in the Government Gazette; provided that, section 17 shall come into force as from the date of its publication in the Government Gazette.[*]

                        Section 3.      This Act applies to the granting of all permissions or licensing as well as all registrations or notifications in which the application for those are required by laws or rules prior to do any activity.
                        All laws or rules which are contrary to, or inconsistent with, this Act shall be repealed and replaced by this Act.

                        Section 4.      In this Act:
                        “Official” means an official under the law on administrative procedure;
                        “License” means an authorization to be made by the official to any person prior to do any activity as prescribed by laws, including the granting of license or permission, the registration, the acceptance of notification and the issuance of a certificate of lease or concession;
                        “Authority” means the authority having charge and duty to grant license;
                        “Competent official” means the competent official under the law related to licensing;
                        “Laws related to licensing” means all laws with the provisions that require the granting of license prior to do any activity or business;
                        “Application” means an application for license.

                        Section 5.      This Act shall not apply to:
                        (1) the National Assembly and the Council of Ministers;
                        (2) the Court’s rules, procedure and judgment and the performance of duty of the official in accordance with civil procedure and the execution of, and deposit in lieu of the performance in, any civil case;
                        (3) the execution under the criminal procedure;
                        (4) the licensing under the law on natural resources and environment;
                        (5) the licensing related to military strategic operation, including the law related to arms control and private armory.
                        The exemption of any activity or agency other than those prescribed in paragraph one shall be prescribed by the Royal Decree.

                        Section 6.      Every five years as from the date this Act comes into force, each authority shall review the law that empowers him to grant license as to whether such licensing should be repealed or replaced by any other measure.  If it is necessary, the authority may conduct the review prior to the completion of such period.
                        The authority shall submit the report of the review under paragraph one to the Council of Ministers for consideration.  In this regards, the Council of Ministers shall take recommendation of the Law Reform Commission under the law on the Council of State into its consideration.

                        Section 7.      If the license to do any act is required by law, the authority shall prepare the licensing manual for the public which at least composes of the rules, procedure and conditions (if any) for the submission of the application, work flow and period of time for the granting of license as well as the list of documents or evidences to be attached with the application, and the submission of the application may be made via electronic method in place of submission by hands if so specified in the manual.
                        The licensing manual for the public shall be placarded at the place designated as the place for submission of application and shall be disseminated in an electronics media.  If the public requests for a copy of such manual, the competent official may collect appropriate service charge for the provision thereof.  The amount of service charge shall be specified in the manual.
                        There shall be the duty of the Public Sector Development Commission to inspect whether the work flow and period of time for the granting of license under paragraph one are compliant with the rules and procedure for good public governance.  If it is of opinion that such work flow or period of time may cause unnecessary delay in the granting of license, it shall propose such matter to the Council of Ministers for the revision thereof forthwith.
                        Each government agency shall, in rendering licensing facilitation to the public, establish its Service Link Center to accept all applications for licenses, and to provide license-related information as prescribed by the laws related to licensing, under its responsibilities to the public in accordance with the guideline laid down by the Public Sector Development Commission.

                        Section 8.      There shall be the duty of the competent official who accepts the application for license to examine the completeness of the application and its attached documents or evidences.  If the submitted application has any defect or the attached documents or evidences do not fulfill the requirements, the competent official shall suggest the applicant to fix or fill up at once.  In the case where the defect or the requirements could be fixed or fulfilled instantly, the competent official shall notify the applicant to do so forthwith.  If the fixing of defect or the fulfilling of requirements could not be done at that moment, the competent official shall make a record of such defect or the requirements to be fulfilled as well as the period of time in which those have to be fixed or fulfilled.  In this regards, the competent official and the applicant shall sign their names on that record.
                        The competent official shall deliver a copy of the record under paragraph one to the applicant as evidence.
                        If the application and attached documents or evidences submitted by the applicant is complete as specified in the licensing manual for the public under section 7, or the application has been fixed or the documents or evidences has been fulfilled as suggested by the competent official or as appeared in the record under paragraph one, the competent official shall not be able to call for any other documents or evidences and shall not refuse to consider the application on the ground of defect of the application or of insufficient documents or evidences; provided that, such ground arising from the negligence or dishonest in the performance of duties of the competent official and the granting of license is unable to be made.  In this case, the authority may have an order as he think fits, but he shall bring disciplinary action or bring a charge against all relevant competent officials without delay. 

                        Section 9.      In the case where the applicant fails to comply with the suggestion of the competent official or the record made under section 8 paragraph one, the competent official shall return the application to the applicant and shall clarify in writing the ground of such return altogether.
                        The applicant may appeal against the return of the application under paragraph one in accordance with the law on administrative procedure or may submit the new application.  In the latter case, if the law prescribes specific period of time for the submission of the application, the new application shall be submitted within such period.

                        Section 10.   The authority shall finish his consideration within the period as specified by the licensing manual for the public under section 7 and shall then notify the result thereof to the applicant within seven days as from the date he finishes the consideration.
                        At the expiration of the period for consideration as specified by the licensing manual for the public under section 7, if the authority is unable to finish his consideration, he shall clarify in writing the ground of delay to the applicant every seven days until finish.  In this case, he shall submit a copy of such written clarification to the Public Sector Development Commission every times.
                        In the case where the Public Sector Development Commission is of opinion that such delay caused by unreasonable ground or by inefficiency of the authoritative agency, it shall report to the Council of Ministers together with the recommendations for the development or improvement of such agency or working system thereof.
                        If the authority fails to make a clarification under paragraph one or paragraph two, it shall be deemed that he commits or omits the commission of an act which causes damages to other persons; provided that, the failure to do so caused by force majeure.

                        Section 11.   If any new law, rule, regulation or rule of procedure comes into force and it alters the rules, procedure, conditions or any other details as have been specified by the licensing manual for the public under section 7, such alteration shall not prejudice to the application submitted legally prior to the date the new law, rule, regulation or rule of procedure comes into force; provided that, otherwise prescribed by law, but in case of rule, regulation or rule of procedure, otherwise may be prescribed only if it is beneficial to the applicant.

                        Section 12.   In the case where the validated period of any license has been prescribed by law but the business or activity under such license is of character that it shall be operated by the licensee uninterruptedly, the Council of Ministers may authorize the licensee thereof to pay license renewal fee in an amount as prescribed by that law in lieu of the submission of the application for the renewal of license.  In this case, the agency having power to renew the license shall, upon receiving of such fee, produce evidence for the renewal of license to the licensee forthwith and it shall be deemed that the license has been renewed in accordance with that law.
                        The authorization under paragraph one shall be made by the Royal Decree.  Such Royal Decree shall identify the name of the Act and the kinds of license which may be proceeded under paragraph one.
                        Prior to the enactment of the Royal Decree under paragraph two, the Council of Ministers shall lay the draft Royal Decree to the House of Representatives and the Senate for at least thirty days.  After the expiration of such period, if an objection is not made by the House of Representatives or the Senate, the draft Royal Decree shall be submitted to the King for His signature.
                        There shall be the duty of the Office of Public Sector Development Commission to consult with the agencies related to the granting of license so as to give advice to the Council of Ministers to proceed with paragraph one and paragraph two.

                        Section 13.   There shall be the duty of the authority to impose the rules and guidelines for examining the business or activity of the licensee as to whether it complies with laws related to licensing and the authority shall have the duty to conduct examination in compliance with those rules and guidelines.
                        If it appears to the competent official himself or upon a complaint that any activity or business of the licensee causes nuisance or damage to another, there shall be the duty of the competent official to conduct investigation and to have any necessary order under his powers and duties at once.

                        Section 14.   If it is necessary and appropriate to provide public facilitation, the Council of Ministers may establish the One Stop Service Center to be the center for receiving all applications under the laws related to licensing.
                        The One Stop Service Center under paragraph one shall be a government agency under section 18 paragraph four of the State Administration Act, B.E. 2535 (1992) as amended by the State Administration Act (No. 5), B.E. 2545 (2002) attached to the Office of the Prime Minister.  The branch offices of the One Stop Service Center may be established in any Ministry or Province.
                         The establishment of the branch office of the One Stop Service Center under paragraph one shall be made by the Royal Decree.  Such Royal Decree shall impose names of the laws related to licensing which shall be under the responsibility of the One Stop Service Center.
                        The submission of the application under the Royal Decree may be made via electronic method if so specified therein.

                        Section 15.   Upon the establishment of the One Stop Service Center under section 14:
                        (1) in the case where the laws related to licensing or rules issued under those laws prescribe that the application, documents, evidences or fees shall be submitted at any place, if they are submitted to the One Stop Service Center, it shall be deemed that that application, documents, evidences or fees is submitted legally under those laws or rules;
                        (2) all fees or other money obtained by the One Stop Service Center under (1) shall be remitted as State fund on behalf of the authoritative agency or shall be remitted to the local administration, as the case may be, and the One Stop Service Center shall then notify the authoritative agency for its acknowledgement;
                        (3) in the case where the authoritative agency has the power to deduct some of money prior to remitting the remaining as State fund, the One Stop Service Center shall also have the same power, but the deducted amount shall be remitted to the authoritative agency.  In this regards, the One Stop Service Center is entitled to collect service charge from the authoritative agency in an amount as mutually agreed with the authoritative agency;
                        (4) the period of time under section 10 shall commence on the date the One Stop Service Center forward the application to the authority.  In this regards, the One Stop Service Center shall forward the application to the authority within three days and section 10 paragraph four shall apply mutatis mutandis;
                        (5) there shall be the duty of the authority to provide the up-to-date licensing manual for the public under section 7 to the One Stop Service Center in an appropriate numbers and shall provide training or clarification to the officials of the One Stop Service Center for the benefit of the performance of their duties;
                        (6) there shall be the duty of the officials of the One Stop Service Center to proceed with section 8 and shall be accountable as same as the competent official under section 8.

                        Section 16.   The One Stop Service Center shall have the duties as follows:
                        (1) accepting the application and fees, including an appeal in relevant thereof under the laws related to licensing;
                        (2) providing information, clarification and recommendation to the applicant or the public on rules, procedure and conditions for the application as well as all related applications which are necessary for operating of any business or doing any activity under the laws related to licensing;
                        (3) forwarding the application or appeal obtained from the applicant or appellant together with related documents or evidences to the agency concerned and hastening the aforesaid agency for the compliance with the period of time as prescribed by this Act and the licensing manual for the public under section 7 or the law that entitle the right to appeal;
                        (4) giving recommendation to the Council of Ministers to order the agencies concerned to improve their rules or procedure on the submission of the application if it is of opinion that such rules or procedure composing of unnecessary details or requiring unnecessary documents or creating unnecessary burden to the public;
                        (5) gathering and reporting the problems and hurdles emerging from the granting of license and the performance of the One Stop Service Center to the Public Sector Development Commission for deliberation and proposing further recommendation to the Council of Ministers to order the agencies concerned to conduct improvement as appropriate;
                        (6) giving recommendation for the development or improvement of the procedure, work-flow and period of time related to the granting of any license as well as a recommendation to enact law, rule or regulation or to lay down procedure related to licensing in order for public facilitation.

                        Section 17.   All authorities shall finish the licensing manual for the public under section 7 within one hundred and eighty days as from the date this Act is published in the Government Gazette.
  
                        Section 18.   The Prime Minister shall have charge and control of the execution of this Act.


Countersigned by:
         General Prayut Chan-o-cha
                  Prime Minister





[*]Published in the Government Gazette Vol. 132, Part 4 Kor, page 1, dated 22nd January B.E. 2558 (2015)

© 2015, Pakorn Nilprapunt, Full-time Law Councilor, Office of the Council of State of Thailand, pakorn.nilprapunt@gmail.com <Personal Copyright>

Remark: Reference to Thai legislation in any jurisdiction shall be made to the Thai version only.

วันพฤหัสบดีที่ 7 พฤษภาคม พ.ศ. 2558

Action Against IUU Fishing under the Order of NCPO

Translation

ORDER
OF THE HEAD OF THE NATIONAL COUNCIL FOR PEACE AND ODER
No. 10/2558
ACTIONS AGAINST ILLEGAL, UNREPORTED AND UNREGULATED FISHING
                               


                Referring to the notification of the European Union requiring Thailand to strengthen the measures for prevention, deterrence and elimination of illegal, unreported and unregulated fishing (IUU fishing), if there is no concrete and urgent action against this problem within six months, an exportation of fish products of Thailand and national security may be affected eventually.  It is therefore necessary to solve this problem sustainably and systematically by upgrading Thai’s fishing standards to meet with international requirements and rendering relief to fishermen and related industries and stakeholders.  If no action is taken urgently, the national economy of the country may be affected adversely.  In order to prevent and solve the aforesaid problem, the Head of the National Council for Peace and Order, by virtue of section 44 of the Constitution of the Kingdom of Thailand (Interim), B.E. 2557 (2014) and with the approval of the National Council for Peace and Order, has an order, as follows:

                Clause 1.    There shall establish the “Command Centre for Combating Illegal Fishing,” to be called in brief as CCCIF.  CCCIF is a special task force responsible directly to the Prime Minister.  The Commander-in-Chief of the Royal Thai Navy shall be the commander of CCCIF.  CCCIF shall commence its mission under this Order as from the 1st day of May B.E. 2558 (2015).

                Clause 2.    CCCIF composes of the followings:
                (1) the Committee Against Trafficking in Humans and Illegal Fishing established by the Order of the Prime Minister No. 52/2558 dated 17th February B.E. 2558 (2015); acting as national policy and regulating unit;
                (2) the Royal Thai Navy (RTN) and the National Maritime Benefit Protection Coordination Centre (NMBPCC) established by the resolution of the National Securities Council dated 10th January B.E. 2540 (1997) as adopted by the resolutions of the Council of Ministers on 17th April B.E. 2540 (1997) and on 9th January B.E. 2541 (1998); acting mainly as coast and off-shore operation unit of CCCIF and acting in cooperation with any other related agency;
                (3) the Port In-Port Out Controlling Centre (PCC) and Fishing One Stop Service Centre (FOSSC) to be established in all provinces-by-the-sea by the notification of CCCIF.

                Clause 3.    CCCIF shall have the powers and duties as follows:
                (1) to prepare Thailand’s National Plan of Action to Prevent, Deter and Eliminate IUU Fishing (NPOA-IUU), to regulate an execution of such plan and to establish understanding with the European Union;
                (2) to control, order, supervise and arrange all operations of the Ministry of Agriculture and Co-operatives, the Ministry of Transport, the Ministry of Interior, the Ministry of Labour, the Royal Thai Police and other related government agencies in relation to IUU fishing;
                (3) to provide consideration and recommendation for the revision, amendment and reform of laws, rules and regulations in relation to IUU fishing to meet with international standard, particularly to the prevention of IUU fishing and suitable penalties;
                (4) to lay down organisation structure and personnel of CCCIF.  This structure shall consist of PCC and FOSSC in all Provinces-by-the-sea;
                (5) to recruit official from government official or officer of any government agency as appropriate;
                (6) to appoint committee, sub-committee and working group to be responsible for particular matter as it deems appropriate;
                (7) to invite qualified person, government official, officer of any State agency or private agency as well as other related agencies and stakeholders to attend the meeting for determining operative guideline, cooperation and monitoring as appropriate;
                (8) to cooperate with related agencies in order to strengthen cooperation with the third countries, especially the countries where Thai flag vessels conduct fishing within their territorials, for the compliance with international obligations;
                (9) to report the result of operation to the Head of the National Council for Peace and Order for acknowledgement until the European Union lifts its notification on IUU fishing on Thailand;
                (10) to conduct any other act as entrusted by the Prime Minister.

                Clause 4.    NMBPCC shall have the powers and duties as follows:
                (1) to establish special task force, composing of vessels, aircrafts and personnel from related agencies in order to conduct law enforcement, and to control of activity, in the sea as notified by CCCIF responsively;
                (2) to control and order all agencies working under NMBPCC;
                (3) to integrate sea-related information of all concerning agencies through information technology system for updated situation in the sea;
                (4) to recruit official from the agencies working under NMBPCC to work at Sea-related Information Exchange Centre (SIEC) so as to monitor, verify and examine illegal fishing of fishing boat.  In this regards, SIEC shall also acting as the Monitoring, Control and Surveillance Centre (MCS) to establish the complete traceability system as soon as possible;
                (5) to conduct any other act as entrusted by CCCIF.

                Clause 5.    The Bureau of Budget shall allocate budget to CCCIF and NMBPCC for their executions of powers and duties through official budgetary procedure.

                Clause 6.    The owner or entrepreneur of fishing vessel, freezer vessel as well as any vessel used for fishing, or for transferring or maintaining aquatic animals from any vessel used for fishing, of exceeding 30 gross ton or as determined by CCCIF shall:
                (1) prepare the fishing log in accordance with the form, period and procedure as notified by CCCIF;
                (2) equip vessel monitoring system (VMS) in compliance with performance standard and functional requirements as notified by CCCIF within the period as notified by CCCIF;
                (3) report port-in and port-out of vessel to PCC in accordance with the rules and procedure as notified by CCCIF.
                 After having equipped the vessel with the VMS, the owner or entrepreneur under paragraph one shall disclose the access code thereof to CCCIF and the VMS shall always be turn on while sailing in the sea so as to enable the official to identify location of the vessel.  If such device is out of order or unable to send location of vessel by whatever reason, the rules of procedure as notified by CCCIF shall be proceeded.
                The owner or entrepreneur under paragraph one shall be responsible for all expenses incurring from the access to the system for vessel location identification.

                Clause 7.    The registrar of vessel under the law on Thai vessel shall revoke the registration of Thai vessel used for fishing or other vessels as notified by CCCIF and striking that vessel from registration book if:
                (1) any circumstance under section 22 of the Thai Vessel Act, B.E. 2481 (1938) emerged;
                (2) the owner of the vessel requests in writing to cancel the registration;
                (3) the registered vessel fails to obtain ship’s license or ship’s license has expired for more than three consecutive years.
                If the order under paragraph one has been made, the registrar of vessel shall notify in writing the owner of vessel to return ship’s license within thirty days as from the date he receives that written notification from the registrar.

                Clause 8.    For the benefit of solving IUU fishing problem, no owner or entrepreneur of fishing vessel shall allow any person conducting the following acts to his vessel:
                (1) having in possession of fishing gear which is not licensed to be used in fishing vessel;
                (2) sailing fishing vessel with the fishing gears other than the gears identified in the fishing license, or with unlicensed fishing gear, from fishing pier;
                (3) sailing fishing vessel which has not yet complied with the law on navigation in Thai water, the law on Thai vessel, the law on labour protection and the law on immigration from pier.

                Clause 9.    No person shall use fishing vessel to conduct fishing in territorial water of other States or in the high sea or sailing freezer vessel in territorial water of other States; provided that, the license of CCCIF has been granted in accordance with the rules, procedure and conditions as notified by CCCIF.
                In granting of license under paragraph one, CCCIF may authorise related agency to act on its behalf.

                Clause 10. No person shall use fishing vessel to conduct fishing in the water of other States or in the high sea in violation of rules and procedures of the Coastal State or of the Regional Fishing Organisation.

                Clause 11. Whoever intends to sail fishing vessel, freezer vessel as well as any vessel used for fishing, or for transferring or maintaining aquatic animal from any vessel used for fishing, from Thai water or from the water of other States or the high sea into the Kingdom shall depart from or harbour at the pier or fish market pier as notified by CCCIF.

                 Clause 12. No person shall dock the foreign fishing vessel or freezer vessel listed in the banning vessel list as notified by CCCIF at any pier within the Kingdom.

                Clause 13. The owner of vessel and fishing piers located in any Province-by-the-sea, including the pier located at any island, shall record information related to fishing vessel, freezer vessel as well as any vessel of all sorts and sizes which are used for fishing or for transportation or maintenance of aquatic animals and docked at his pier for inspection.
                If the vessel under paragraph one is the vessel under clause 11, the owner of vessel and fishing pier shall gather and submit report related to port-in and port-out of such vessel to PCC in accordance with the rules and procedure as determined by CCCIF.
                The record under paragraph one shall be made even if the owner or the possessor of the vessel refuses to report his port-in or port-out.

                Clause 14. CCCIF and NMBPCC shall have the powers to appoint the competent official for the execution of this Order.
                The competent official appointed under paragraph one shall have the powers to get on board of any vessel for examination and to detain any vessel which is not compliance with the provisions of this Order, law on navigation in Thai water, the law on Thai vessel, the law on fishing, the law on fishing rights within Thai fishing area, the law on labour protection and the other laws related to fishing and navigation.
                In boarding on the vessel under clause 12, if there is a reasonable ground to suspect that such vessel involving in IUU fishing, the competent official shall have the power to have banning order on uploading aquatic animals or aquatic animal products therefrom.  In case of foreign vessel, the competent official may order such vessel to travel abroad and shall inform the flag State and the Regional Fishing Organisation for further proceedings.

                Clause 15. The competent official and the official of CCCIF and NMBPCC who necessarily acts in good faith upon non-discrimination and proportional basis to cease or deter the commission of any illegal act shall not be liable to any civil, criminal or disciplinary charge, but this is not prejudice to the right of the injured person to claim for compensation from the official under the law on liability of official in the commission of wrongdoing act.

                Clause 16. All related government and State agencies shall, for the achievement of prevention and elimination of IUU fishing, seriously enforce the laws under their responsibilities and shall act in compliance with the NPOA-IUU efficiently.  All shall enhance their efficiencies and capacities in the registration of vessel, the issuance and renewal of ship’s license, the issuance of fishing license and other related official documents for the prevention of the commission of an offence.

                Clause 17. For the effectiveness of this Order, in the case where the official of CCCIF or NMBPCC has an order to any government agency or State official to act or to refrain from doing any act for the purpose of this Order, if such government agency or State official fails or omits to do such act or fails to refrain from doing such act, the official of CCCIF or NMBPCC shall report to the commander of CCCIF.  In this case, the commander of CCCIF shall have the power to rotate the head of that government agency or that official from his responsible area at once and shall then inform the Minister or the government agency where such head of government agency or official is attached for acknowledgement altogether with reason.  The Minister or the government agency where such head of government agency or official is attached shall in such case discharge that official from duties or from the performance of duties without delay.  If there is a reasonable ground of disciplinary violation, the superintendent having powers and duties to recruit and appoint that head of government agency or official shall proceed with disciplinary procedure accordance with the law on such matter.
                The order of the commander of CCCIF under paragraph one is not subjected to the Administrative Procedure Act, B.E. 2539 (1996) and the Establishment of the Administrative Court and the Administrative Court Procedure Act, B.E. 2542 (1999).

                Clause 18. Whoever violates or fails to comply with clause 6, clause 8, clause 9, clause 10 or clause 11 shall be liable to imprisonment for the term of not exceeding one year or to a fine of not exceeding one hundred thousand Baht or to both.

                Clause 19. Whoever violates clause 12 shall be liable to a fine of not exceeding thirty million Baht.

                Clause 20. Whoever violates or fails to comply with clause 7 paragraph two or clause 13 shall be liable to a fine of not exceeding ten thousand Baht.

                Clause 21. Whoever repeats the commission of the offense under this Order shall be liable for two times.

                Clause 22. In addition to the liability as imposed by this Order, all official documents or licenses in relation to the activities under this Order of the owner or entrepreneur of fishing vessel, freezer vessel as well as any vessel used for fishing, or for transferring or maintaining aquatic animals from any vessel used for fishing who violates or fails to comply with this Order may be revoked by CCCIF.  In this case, the government agency having powers to issue such official documents or licenses shall not issue the new documents or licenses to such person until the expiration of one year after the former documents or licenses had been revoked or the expiration of the period as notified by CCCIF.

                Clause 23. The notification of CCCIF under this Order shall come into force upon its publication in the Government Gazette.


                This Order shall come into force as from the date of its publication in the Government Gazette.[*]


                                                                Given on the 29th Day of April B.E. 2558 (2015).

                                                                                General Prayut Chan-o-cha

                                                          Head of the National Council for Peace and Order



[*]Published in the Government Gazette Vol. 132, Special Issue 99 Ngo, dated 29th April B.E. 2558 (2015)


(c) 2015, Pakorn Nilprapunt, Full-time Law Councilor, Office of the Council of State of Thailand, pakorn.nilprapunt@gmail.com <Personal copyright>

วันจันทร์ที่ 27 เมษายน พ.ศ. 2558

เกร็ดการร่างกฎหมาย 11: การเขียนอำนาจปรับทางปกครองในกฎหมาย

นายปกรณ์ นิลประพันธ์[1]

                   พระราชบัญญัติวิธีปฏิบัติราชการทางปกครอง พ.ศ. 2539 นั้น ได้มีผลใช้บังคับมากว่า 19 ปีแล้ว กฎหมายฉบับนี้กำหนดการดำเนินงานทางปกครองเพื่อเพิ่มประสิทธิภาพในการใช้บังคับกฎหมายให้สามารถรักษาประโยชน์สาธารณะได้ อำนวยความเป็นธรรมแก่ประชาชน รวมทั้งป้องกันการทุจริตและประพฤติมิชอบในวงราชการ และมาตรการหนึ่งที่มีการบัญญัติไว้ในกฎหมายดังกล่าวเพื่อให้คำสั่งทางปกครองของเจ้าหน้าที่บรรลุวัตถุประสงค์ก็คือ “การปรับทางปกครอง

                   อย่างไรก็ดี ในการร่างกฎหมายนั้นยังไม่มีหลักเกณฑ์ที่ชัดเจนว่าควรใช้การปรับทางปกครองในกรณีใด  ดังนั้น เมื่อมีใครถามขึ้นว่าทำไมไม่ใช้การปรับทางปกครอง ผู้ตอบส่วนใหญ่ก็มักจะขายเหมากันว่าจะใช้ก็ได้ .. แล้วแต่จะเลือกใช้ตามสะดวก .. มีใช้ในกฎหมายนั้นบ้าง กฎหมายนี้บ้าง โดยแบบ (ที่ลอกมา) เขาเขียนกันอย่างนี้ ... ก็ว่ากันไป

                   แท้จริงการปรับทางปกครองนั้นเป็นมาตรการบังคับทางปกครองประการหนึ่งที่กำหนดขึ้นเพื่อให้คำสั่งทางปกครองของเจ้าหน้าที่บรรลุวัตถุประสงค์ โดยมาตรการบังคับทางปกครองอื่นที่เราคุ้นเคยและลอกกันมาจนเคยชินก็ได้แก่การพักใช้ ยกเลิก หรือเพิกถอนใบอนุญาต

                   ทั้งนี้ การปรับทางปกครองต่างจากโทษปรับทางอาญา กล่าวคือ การปรับทางปกครองมิใช่การลงโทษ หากเป็นมาตรการบังคับเพื่อให้คำสั่งทางปกครองของเจ้าหน้าที่บรรลุผลเท่านั้น และเจ้าหน้าที่เป็นผู้มีคำสั่งปรับทางปกครองได้เอง โดยไม่ต้องดำเนินคดีต่อศาลเพื่อให้ศาลลงโทษปรับ แต่เนื่องจากแปลมาจากภาษาอังกฤษว่า Administrative Penalties คนจำนวนมากที่ยึดติดกับดิกชั่นนารีอังกฤษ-ไทย ที่มีจำหน่ายในท้องตลาด (รวมทั้งนักร่างกฎหมายจำนวนมากด้วย) จึงเข้าใจและเรียกว่า "โทษปรับทางปกครอง” และทำให้เกิดความสับสนกับ “โทษปรับทางอาญา” (Fine)

                   ความสับสนข้างต้นจึงมักก่อให้เกิดคำถามอยู่เสมอว่าในการกระทำเดียวกันนั้น ถ้ากฎหมายบัญญัติให้ผู้กระทำถูกปรับทางปกครองแล้ว กฎหมายจะบัญญัติโทษปรับแก่ผู้กระทำนั้นได้อีกหรือไม่ ... ซึ่งหากผู้ถูกถามเข้าใจหลักของการปรับทางปกครองที่ว่าการปรับทางปกครองมิใช่การลงโทษ หากเป็นมาตรการบังคับเพื่อให้คำสั่งทางปกครองของเจ้าหน้าที่บรรลุผล ก็จะตอบได้ทันทีว่ากฎหมายจะบัญญัติโทษปรับแก่ผู้กระทำนั้นได้หรือไม่

                   ไม่ใช่นั่งนิ่งเป็นตุ๊กตาแบบว่า ... ผมงี้อึ้งไปเลย ... 

                   ในประเทศนอกที่พัฒนาแล้วและประเทศที่กำลังก้าวเดินไปข้างหน้านั้น เขาใช้การปรับทางปกครองกันอย่างแพร่หลายในระบบอนุมัติ อนุญาต และใบอนุญาตเพราะเจ้าหน้าที่ผู้อนุมัติ อนุญาต ออกใบอนุญาต (Regulator) สามารถออกคำสั่งปรับทางปกครองเพื่อให้คำสั่งทางปกครองของตนบรรลุผลได้ทันที ไม่ต้องวุ่นวายไปดำเนินคดีอาญาให้เหนื่อยยากซึ่งต้องเสียเวลาและค่าใช้จ่ายมาก และกระบวนการบังคับเอาค่าปรับทางปกครองของเขาก็ไว เพราะมิได้อิงกับกฎหมายวิธีพิจารณาความอย่างกฎหมายวิธีปฏิบัติราชการทางปกครองของเรา เพราะเขาเห็นว่าการบังคับเอาค่าปรับทางปกครองนั้นมิใช่การบังคับคดีตามคำพิพากษาหรือคำสั่งศาลจึงเอาวิธีการบังคับแบบศาลมาใช้ไม่ได้ อีกทั้งเอกชนก็เห็นว่าเป็นธรรม เพราะกรณีที่เจ้าหน้าที่มีอำนาจกำหนดให้ชำระค่าปรับทางปกครองนั้นเป็นเรื่องเล็ก ๆ น้อย ๆ ไม่ใช่เรื่องร้ายแรงหรือเรื่องที่ผู้กระทำมีเจตนาร้าย (mens rea) เป็นเรื่องที่สามารถแก้ไขให้ถูกต้องได้ และเมื่อแก้ไขถูกต้องและชำระค่าปรับทางปกครองแล้วก็เป็นอันจบกัน ไม่ต้องมีประวัติอาชญากรติดตัวเหมือนการถูกลงโทษปรับทางอาญา

                   ดังนั้น การเขียนอำนาจปรับทางปกครองในร่างกฎหมายจึงไม่ซ้ำกับโทษปรับทางอาญา แต่ต้องไม่ลืมว่าการปรับทางปกครองเป็นมาตรการเพื่อให้คำสั่งทางปกครองของเจ้าหน้าที่บรรลุผลเท่านั้น อย่าได้เอามาตรฐานโทษอาญามาปรับล่ะ

                   มันคนละเรื่องกันครับพี่น้อง


                   ข้อมูลอ้างอิง
                   พระราชบัญญัติวิธีปฏิบัติราชการทางปกครอง พ.ศ. 2539
                 Law Reform Commission of Saskatchewan, Administrative Penalties: Final Report, March 2012
            Australian Law Reform Commission, Principled Regulation: Federal Civil and Administrative Penalties in Australia: Final Report, March 2003





[1]กรรมการร่างกฎหมายประจำ (นักกฎหมายกฤษฎีกาทรงคุณวุฒิ) สำนักงานคณะกรรมการกฤษฎีกา (2558) อนึ่ง บทความนี้เป็นความเห็นทางวิชาการของผู้เขียน สำนักงานคณะกรรมการกฤษฎีกาไม่จำเป็นต้องเห็นพ้องด้วย